Directors’ Report 6.2 Executive KMP Shareholdings Details of fully paid ordinary shares held directly, indirectly or beneficially by each Executive KMP, including their related parties, are provided in Table 11. Details of Options, Performance Rights, PSUs and RSUs held directly, indirectly or beneficially by each Executive KMP, including their related parties, are provided in Table 12. Any amounts are presented in US$. Following the vesting of awards, any trading undertaken by Executive KMP was subject to the Group Securities Dealing Policy (outlined in section 9.6). Approved trading disclosed was actioned in accordance with the Policy, including forced trades to cover CSL tax withholding obligations. Table 11: Executive KMP Shareholdings Executive Opening Balance at 1 July 2022 Number of Shares Acquired on Exercise of Options, Performance Rights, PSUs or RSUs during year US$ Vesting and Value of Shares Acquired on Exercise of Options, Performance Rights, PSUs or RSUs during year US$29 Number of (Shares Sold)/ Purchased Closing Balance at 30 June 2023 P McKenzie 20,674 8,274 1,634,350 (8,251) 20,697 J Linton 11,547 5,097 1,003,581 (5,000) 11,644 Former Executive KMP P Perreault30 166,301 15,942 3,148,999 (16,942) 165,301 There have been no movements in shareholdings of Executive KMP between 30 June 2023 and the date of this Report. Table 12: Executive KMP Option, Performance Right, Performance Share Unit and Restricted Share Unit Holding Closing Balance as at 30 June 2023 Executive Security Opening Balance as at 1 July 2022 Number Granted Number Exercised Number Lapsed31 Closing Balance as at 30 June 2023 Number Vested During Year Vested32 Unvested P McKenzie PSU 42,590 21,362 8,274 6,795 48,883 8,274 – 48,883 J Linton PSU 7,276 10,281 – – 17,557 – – 17,557 RSU 5,493 – 5,097 – 396 5,097 – 396 Former Executive KMP P Perreault33 PSU 87,719 41,483 15,942 12,686 100,574 15,942 – 100,574 29 T he value of PSUs and RSUs at the exercise date has been determined by the share price at the close of business on the exercise date multiplied by the number of securities exercised during 2023. The A$ value was converted to US$ at an average exchange rate for the year of 1.48733. 30 T he closing balance for P Perreault is as at 5 March 2023 being the date P Perreault ceased to be Executive KMP. 31 T he number that lapsed represents the portion of the 2019 LTI (Tranche 4 granted 1 September 2018) and the 2020 LTI (Tranche 3 granted 1 September 2019) that did not vest. 32 Vested awards are exercisable to the Executive KMP. There are no vested and unexercisable awards. 33 The closing balance for P Perreault is at 5 March 2023 being the date P Perreault ceased to be Executive KMP. CSL Limited Annual Report 2022/23 102
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