CSL Ltd Annual Report 2021

7.2 Executive KMP Shareholdings Details of shares held directly, indirectly or beneficially by each Executive KMP, including their related parties, are provided in Table 11. Details of Options, Performance Rights, Performance Share Units and Restricted Share Units held directly, indirectly or beneficially by each Executive KMP, including their related parties, are provided in Table 12. Any amounts are presented in USD. Following the vesting of awards, any trading undertaken by Executive KMP was subject to the Group Securities Dealing Policy (outlined in section 10.6). Approved trading disclosed was actioned in accordance with the Policy, including forced trades to cover CSL tax withholding obligations. 21 T he value of Options at exercise date has been determined by the share price at the close of business on exercise date less the Option exercise price, multiplied by the number of Options exercised during 2021. For Performance Rights and Performance Share Units, the value at exercise date has been determined by the share price at the close of business on the exercise date multiplied by the number of securities exercised during 2021. The AUD value was converted to USD at an average exchange rate for the year of 1.34557. 22 The opening balance for J Linton is 5 March 2021 being the date J Linton became Executive KMP. 23 The closing balance for D Lamont is 31 October 2020 being the date D Lamont ceased to be Executive KMP. 24 Vested awards are exercisable to the Executive KMP. There are no vested and unexercisable awards. 25 The opening balance for J Linton is 5 March 2021 being the date J Linton became Executive KMP. 26 The closing balance for D Lamont is 31 October 2020 being the date D Lamont ceased to be Executive KMP. Table 11: Executive KMP Shareholdings Executive Balance at 1 July 2020 Number of shares acquired on exercise of Options, Performance Rights, PSUs or RSUs during year US$ Value of shares acquired on exercise of Options 21 , Performance Rights, PSUs or RSUs during year US$ Number of (Shares Sold)/ Purchased Balance at 30 June 2021 P Perreault 127,381 246,318 40,083,277 (210,458) 163,241 A Cuthbertson 89,182 17,397 3,695,947 – 106,579 J Linton 22 – – – – – P McKenzie 4,013 9,865 2,065,127 (3,227) 10,651 Former Executive KMP D Lamont 23 19,275 16,861 3,576,774 24 36,160 There have been no movements in shareholdings of Executive KMP between 30 June 2021 and the date of this Report. Table 12: Executive KMP Option, Performance Right, Performance Share Unit and Restricted Share Unit Holding Balance as at 30 June 2021 Executive Security Balance as at 1 July 2020 Number Granted Number Exercised Number Lapsed Balance as at 30 June 2021 Number Vested During Year Vested 24 Unvested P Perreault Option 163,514 – 163,514 – – 163,514 – – Right 51,727 – 50,843 884 – 50,843 – – PSU 98,419 32,752 31,961 1,491 97,719 31,961 – 97,719 A Cuthbertson Option – – – – – – – – Right 11,389 – 11,195 194 – 11,195 – – PSU 19,501 – 6,202 289 13,010 6,202 – 13,010 J Linton 25 Option – – – – – – – – Right – – – – – – – – PSU – 3,275 – – 3,275 – – 3,275 RSU – 13,647 – – 13,647 – – 13,647 P McKenzie Option – – – – – – – – Right – – – – – – – – PSU 39,591 15,600 9,865 219 45,107 9,865 – 45,107 Former Executive KMP D Lamont 26 Option – – – – – – – – Right 11,683 – 11,484 199 – 11,484 – – PSU 16,674 – 5,377 11,297 – 5,377 – – CSL Limited Annual Report 2020/21 94 Directors’ Report