CSL Ltd Annual Report 2021

Table 7: Movement in Equity in 2021 Executive Security Grant Date Vesting Date Exercise Price A$ Fair Value at Grant US$ Face Value at Grant US$ 11 Granted Vested Lapsed Face Value at Vest – Vested Award US$ 12 Face Value at Lapse – Lapsed Award US$ 13 P Perreault Option 1 Oct 2016 20 Aug 2020 107.25 1,961,337 – 163,514 163,514 – 23,423,028 – Right 1 Oct 2016 20 Aug 2020 – 2,973,872 4,113,342 51,727 50,843 884 11,572,911 197,091 PSU 1 Oct 2017 1 Sep 2020 – 1,226,089 1,295,526 13,013 12,146 867 2,542,629 181,497 PSU 1 Sep 2018 1 Sep 2020 – 1,542,650 1,581,542 9,362 8,738 624 1,829,202 130,627 PSU 1 Sep 2019 1 Sep 2020 – 1,917,197 1,982,890 11,077 11,077 – 2,318,846 – PSU 1 Sep 2020 1 Sep 2021 – 1,751,247 1,714,066 8,188 – – – – PSU 1 Sep 2020 1 Sep 2022 – 1,733,112 1,714,066 8,188 – – – – PSU 1 Sep 2020 1 Sep 2023 – 1,715,223 1,714,066 8,188 – – – – PSU 1 Sep 2020 1 Sep 2024 – 1,697,454 1,714,066 8,188 – – – – A Cuthbertson Right 1 Oct 2016 20 Aug 2020 – 654,764 905,656 11,389 11,195 194 2,548,248 43,253 PSU 1 Oct 2017 1 Sep 2020 – 198,899 210,164 2,111 1,971 140 412,607 29,307 PSU 1 Sep 2018 1 Sep 2020 – 368,608 377,901 2,237 2,088 149 437,100 31,191 PSU 1 Sep 2019 1 Sep 2020 – 370,908 383,617 2,143 2,143 – 448,613 – D Lamont Right 1 Oct 2016 20 Aug 2020 – 671,675 929,035 11,683 11,484 199 2,614,022 44,368 PSU 1 Oct 2017 1 Sep 2020 – 192,115 202,995 2,039 1,903 136 398,372 28,470 PSU 1 Oct 2017 1 Sep 2021 – 188,719 202,895 2,038 – 2,038 – 435,538 PSU 1 Sep 2018 1 Sep 2020 – 290,833 298,165 1,765 1,648 117 344,991 24,493 PSU 1 Sep 2018 1 Sep 2021 – 287,803 298,165 1,765 – 1,765 – 377,196 PSU 1 Sep 2018 1 Sep 2022 – 283,339 297,996 1,764 – 1,764 – 376,982 PSU 1 Sep 2019 1 Sep 2020 – 316,042 326,872 1,826 1,826 – 382,253 – PSU 1 Sep 2019 1 Sep 2021 – 312,799 326,872 1,826 – 1,826 – 390,232 PSU 1 Sep 2019 1 Sep 2022 – 309,597 326,872 1,826 – 1,826 – 390,232 PSU 1 Sep 2019 1 Sep 2023 – 306,253 326,693 1,825 – 1,825 – 390,018 J Linton PSU (sign-on) 1 Apr 2021 1 Sep 2021 – 646,155 640,119 3,275 – – – – RSU (sign-on) 1 Apr 2021 1 Sep 2021 – 423,404 419,449 2,146 – – – – RSU (sign-on) 1 Apr 2021 1 Mar 2022 – 1,179,123 1,174,301 6,008 – – – – RSU (sign-on) 1 Apr 2021 1 Mar 2023 – 989,649 996,240 5,097 – – – – RSU (sign-on) 1 Apr 2021 1 Mar 2024 – 76,067 77,401 396 – – – – P McKenzie PSU (sign-on) 1 Sep 2019 1 Sep 2020 – 948,646 981,152 5,481 5,262 219 1,101,541 45,845 PSU 1 Sep 2019 1 Sep 2020 – 796,683 823,982 4,603 4,603 – 963,586 – PSU 1 Sep 2020 1 Sep 2021 – 834,131 816,421 3,900 – – – – PSU 1 Sep 2020 1 Sep 2022 – 825,493 816,421 3,900 – – – – PSU 1 Sep 2020 1 Sep 2023 – 816,972 816,421 3,900 – – – – PSU 1 Sep 2020 1 Sep 2024 – 808,509 816,421 3,900 – – – – 11 S ecurities granted multiplied by the closing CSL share price on the date of grant. For Options granted, Options were multiplied by the share price at the date of grant minus the exercise price payable (A$107.25). The face value of the Options at the date of grant for Mr Perreault is shown as zero as the exercise price was higher than the closing CSL share price on the date of grant. The AUD value was converted to USD at an average exchange rate for the 2021 financial year of 1.34557. 12 S ecurities vested multiplied by the closing CSL share price on the date of vest. For Options vested during the year, Options were multiplied by the share price at the date of vesting minus the exercise price payable (A$107.25). The AUD value was converted to USD at an average exchange rate for the 2021 financial year of 1.34557. 13 S ecurities lapsed multiplied by the closing CSL share price on the date of lapse. The AUD value was converted to USD at an average exchange rate for the 2021 financial year of 1.34557. CSL Limited Annual Report 2020/21 90 Directors’ Report