CSL Ltd Annual Report 2020

6.2 Executive KMP Shareholdings Details of shares held directly, indirectly or beneficially by each Executive KMP, including their related parties, are provided in Table 10. Details of Options, Performance Rights, Performance Share Units and Restricted Share Units held directly, indirectly or beneficially by each Executive KMP, including their related parties, are provided in Table 11. Any amounts are presented in US Dollars. Following the vesting of awards, any trading undertaken by Executive KMP was subject to the Group Securities Dealing Policy (outlined in section 9.6). Approved trading disclosed was actioned in accordance with the Policy, including forced trades to cover CSL tax withholding obligations. Table 10: Executive KMP Shareholdings Executive Balance at 1 July 2019 Number of shares acquired on exercise of Options, Performance Rights, Performance Share Units or Restricted Share Units during year Value of shares acquired on exercise of Options 21 , Performance Rights, Performance Share Units or Restricted Share Units during year US$ Number of (Shares Sold)/ Purchased Balance at 30 June 2020 P Perreault 76,072 205,220 32,276,337 (153,911) 127,381 A Cuthbertson 78,091 11,091 1,762,240 – 89,182 D Lamont 14,454 12,894 2,079,286 (8,073) 19,275 P McKenzie – 8,095 1,684,148 (4,082) 4,013 There have been no movements in shareholdings of Executive KMP between 30 June 2020 and the date of this Report. Table 11: Executive KMP Option, Performance Right, Performance Share Unit and Restricted Share Unit Holding Balance as at 30 June 2020 Executive Security Balance as at 1 July 2019 Number Granted Number Exercised Number Lapsed Balance as at 30 June 2020 Number Vested During Year Vested 22 Unvested P Perreault Option 311,425 – 147,911 – 163,514 147,911 – 163,514 Right 98,865 – 34,934 12,204 51,727 34,934 – 51,727 PSU 76,488 44,306 22,375 – 98,419 22,375 – 98,419 A Cuthbertson Option – – – – – – – – Right 20,487 – 6,743 2,355 11,389 6,743 – 11,389 PSU 15,278 8,571 4,348 – 19,501 4,348 – 19,501 D Lamont Option – – – – – – – – Right 23,949 – 9,090 3,176 11,683 9,090 – 11,683 PSU 13,175 7,303 3,804 – 16,674 3,804 – 16,674 P McKenzie Option – – – – – – – – Right – – – – – – – – PSU – 39,591 – – 39,591 – – 39,591 RSU – 8,095 8,095 – – 8,095 – – 21 The value of Options at exercise date has been determined by the share price at the close of business on exercise date less the Option exercise price, multiplied by the number of Options exercised during 2020. For Performance Rights, Performance Share Units and Restricted Share Units, the value at exercise date has been determined by the share price at the close of business on the exercise date multiplied by the number of securities exercised during 2020. The AUD value was converted to USD at an average exchange rate for the year of 1.48735. 22 Vested awards are exercisable to the Executive KMP. There are no vested and unexercisable awards. CSL Limited Annual Report 2020 84 Directors’ Report