CSL Ltd Annual Report 2020

Table 6: Movement in equity in 2020 9 Securities granted multiplied by the closing CSL share price on the date of grant. For Options granted, Options were multiplied by the share price at the date of grant minus the exercise price payable (A$89.52). The face value of the Options at the date of grant for Mr Perreault is shown as zero as the exercise price was higher than the closing CSL share price on the date of grant. The AUD value was converted to USD at an average exchange rate for the 2020 financial year of 1.48735. 10 Securities vested multiplied by the closing CSL share price on the date of vest. For Options vested during the year, Options were multiplied by the share price at the date of vesting minus the exercise price payable (A$89.52). The AUD value was converted to USD at an average exchange rate for the 2020 financial year of 1.48735. 11 Securities lapsed multiplied by the closing CSL share price on the date of lapse. The AUD value was converted to USD at an average exchange rate for the 2020 financial year of 1.48735. 12 The RSU award granted to P McKenzie vested at 100% due to performance and service conditions being met – no portion of the award was lapsed. See section 11.2 for details of award terms. Executive Security Grant Date VestingDate Exercise Price A$ Fair Value at Grant US$ Face Value at Grant US$ 9 Granted Vested Lapsed Face Value at Vest – Vested Award US$ 10 Face Value at Lapse – Lapsed Award US$ 11 PPerreault Option 1 Oct 2015 15 Aug 2019 89.52 1,343,515 – 147,911 147,911 – 13,633,051 – Right 1 Oct 2015 15 Aug 2019 – 2,267,098 2,850,433 47,138 34,934 12,204 5,322,482 1,859,380 Notional Share 1 Oct 2016 30 Sep 2019 – 615,735 615,735 8,559 8,559 – 1,344,776 – PSU 1 Oct 2017 1 Sep 2019 – 1,128,724 1,172,032 13,013 13,013 – 2,107,400 – PSU 1 Sep2018 1 Sep 2019 – 1,404,032 1,430,784 9,362 9,362 – 1,516,136 – PSU 1 Sep 2019 1 Sep 2020 – 1,734,442 1,793,873 11,077 – – – – PSU 1 Sep 2019 1 Sep 2021 – 1,716,643 1,793,873 11,077 – – – – PSU 1 Sep 2019 1 Sep 2022 – 1,699,067 1,793,873 11,077 – – – – PSU 1 Sep 2019 1 Sep 2023 – 1,681,336 1,793,549 11,075 – – – – ACuthbertson Right 1 Oct 2015 15 Aug 2019 – 437,571 550,155 9,098 6,743 2,355 1,027,352 358,804 Notional Share 1 Oct 2016 30 Sep 2019 – 131,291 131,291 1,825 1,825 – 286,741 – PSU 1 Oct 2017 1 Sep 2019 – 183,104 190,130 2,111 2,111 – 341,867 – PSU 1 Sep2018 1 Sep 2019 – 335,486 341,878 2,237 2,237 – 362,273 – PSU 1 Sep 2019 1 Sep 2020 – 335,552 347,050 2,143 – – – – PSU 1 Sep 2019 1 Sep 2021 – 332,108 347,050 2,143 – – – – PSU 1 Sep 2019 1 Sep 2022 – 328,708 347,050 2,143 – – – – PSU 1 Sep 2019 1 Sep 2023 – 325,185 346,888 2,142 – – – – DLamont Right 1 Jan 2016 15 Aug 2019 – 712,321 868,479 12,266 9,090 3,176 1,384,936 483,890 Notional Share 1 Oct 2016 30 Sep 2019 – 124,312 124,312 1,728 1,728 – 271,501 – PSU 1 Oct 2017 1 Sep 2019 – 176,859 183,645 2,039 2,039 – 330,207 – PSU 1 Sep2018 1 Sep 2019 – 264,700 269,743 1,765 1,765 – 285,834 – PSU 1 Sep 2019 1 Sep 2020 – 285,916 295,713 1,826 – – – – PSU 1 Sep 2019 1 Sep 2021 – 282,982 295,713 1,826 – – – – PSU 1 Sep 2019 1 Sep 2022 – 280,084 295,713 1,826 – – – – PSU 1 Sep 2019 1 Sep 2023 – 277,060 295,551 1,825 – – – – PMcKenzie PSU (sign-on) 1 Sep 2019 1 Sep 2020 – 858,218 887,624 5,481 – – – – PSU (sign-on) 1 Sep 2019 1 Sep 2021 – 1,415,064 1,478,726 9,131 – – – – PSU (sign-on) 1 Sep 2019 1 Sep 2022 – 1,007,139 1,063,336 6,566 – – – – PSU (LTI) 1 Sep 2019 1 Sep 2020 – 720,740 745,436 4,603 – – – – PSU (LTI) 1 Sep 2019 1 Sep 2021 – 713,344 745,436 4,603 – – – – PSU (LTI) 1 Sep 2019 1 Sep 2022 – 706,040 745,436 4,603 – – – – PSU (LTI) 1 Sep 2019 1 Sep 2023 – 698,950 745,598 4,604 – – – – RSU 1 Sep 2019 1 Mar 2020 12 – 1,274,105 1,310,951 8,095 8,095 – 1,684,148 – CSL Limited Annual Report 2020 80 Directors’ Report