CSL Ltd Annual Report 2019

Table 11: Executive KMP Option, Performance Right, Performance Share Unit and Restricted Share Unit Holdings Executive Instrument Balance at 1 July 2018 Number Granted Number Exercised Number Lapsed Balance at 30 June 2019 Number Vested During Year Balance at 30 June 2019 Vested 39 Unvested P Perreault Option 406,253 – 94,828 – 311,425 94,828 – 311,425 Right 141,920 – 30,785 12,270 98,865 30,785 – 98,865 PSU 52,052 37,449 13,013 – 76,488 13,013 – 76,488 G Boss Option 74,081 – 21,137 – 52,944 21,137 – 52,944 Right 25,949 – 7,095 2,849 16,005 7,095 – 16,005 PSU 8,327 6,648 2,082 – 12,893 2,082 – 12,893 W Campbell Option – – – – – – – – Right 17,277 – 4,158 1,626 11,493 4,158 – 11,493 PSU 10,529 7,559 2,632 – 15,456 2,632 – 15,456 A Cuthbertson Option – – – – – – – – Right 34,225 – 9,787 3,951 20,487 9,787 – 20,487 PSU 8,442 8,947 2,111 – 15,278 2,111 – 15,278 K Etchberger Option 66,974 – 18,593 – 48,381 18,593 – 48,381 Right 23,370 – 6,239 2,505 14,626 6,239 – 14,626 PSU 7,609 6,075 1,902 – 11,782 1,902 – 11,782 D Lamont Option – – – – – – – – Right 39,227 – 10,980 4,298 23,949 10,980 – 23,949 PSU 8,155 7,059 2,039 – 13,175 2,039 – 13,175 WMezzanotte 40 Option – – – – – – – – Right 5,030 – – – 5,030 – – 5,030 PSU 5,081 5,189 – – 10,270 – – 10,270 RSU 41 2,177 – – – 2,177 – – 2,177 G Naylor Option 71,643 – – – 71,643 – – 71,643 Right 87,189 – 56,540 4,870 25,779 12,054 – 25,779 PSU 10,928 7,038 2,732 – 15,234 2,732 – 15,234 V Romberg Option 69,732 – 22,579 – 47,153 19,709 – 47,153 Right 33,981 – 15,167 1,780 17,034 4,425 – 17,034 PSU 9,190 6,379 2,298 – 13,271 2,298 – 13,271 E Walker Option – – – – – – – – Right – – – – – – – – PSU 3,013 4,731 754 – 6,990 754 – 6,990 RSU 42 604 – 151 – 453 151 – 453 39 Vested awards are exercisable to the Executive KMP. There are no vested and unexercisable awards. 40 The opening balance for WMezzanotte is 1 October 2018 being the date WMezzanotte became an Executive KMP. 41 Restricted Share Units granted to WMezzanotte in prior role of SVP & Head of Development. 42 Restricted Share Units granted to E Walker in prior role of Chief Talent Officer. CSL Limited Annual Report 2019 77