CSL Ltd Annual Report 2019

5.2 Executive KMP Shareholdings Details of shares held directly, indirectly or beneficially by each Executive KMP, including their related parties, are provided in Table 10. Details of Options, Performance Rights, Performance Share Units and Restricted Share Units held directly, indirectly or beneficially by each Executive KMP, including their related parties, are provided in Table 11. Any amounts are presented in US Dollars. Following the vesting of awards, any trading undertaken by Executive KMP was subject to the Group Securities Dealing Policy (outlined in section 9.4). Approved trading disclosed below was actioned in accordance with the Policy, including forced trades to cover CSL tax withholding obligations. Table 10: Executive KMP Shareholdings Executive Balance at 1 July 2018 Number of shares acquired on exercise of Options, Performance Rights, Performance Share Units or Restricted Share Units during year Value of shares acquired on exercise of Options, 36 Performance Rights, Performance Share Units or Restricted Share Units during year Number of (Shares Sold) / Purchased Balance at 30 June 2019 P Perreault 52,832 138,626 16,373,136 (115,386) 76,072 G Boss 6,344 30,314 3,660,797 (29,285) 7,373 W Campbell 52 6,790 1,082,386 (6,087) 755 A Cuthbertson 91,193 11,898 1,838,733 (25,000) 78,091 K Etchberger 37 14,195 26,734 2,962,822 (22,305) 18,624 D Lamont 1,355 13,019 2,151,064 80 14,454 WMezzanotte 38 498 – – 38 536 G Naylor 63,531 59,272 8,685,279 (15,287) 107,516 V Romberg 847 40,075 5,061,389 (39,961) 961 E Walker – 905 149,063 (311) 594 There have been no movements in shareholdings of Executive KMP between 30 June 2019 and the date of this Report. 36 The value at exercise date has been determined by the share price at the close of business on exercise date less the Option exercise price, multiplied by the number of Options exercised during 2019. For Performance Rights, Performance Share Units and Restricted Share Units, the value at exercise date has been determined by the share price at the close of business on the exercise date. The AUD value was converted to USD at an average exchange rate for the year of 1.39293. 37 The opening balance for K Etchberger is a restated figure to what was provided as the closing balance in the 2018 Remuneration Report. 38 The opening balance for WMezzanotte is 1 October 2018 being the date WMezzanotte became an Executive KMP. CSL Limited Annual Report 2019 76 Directors' Report